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51	PDF Document Add to Reading List Source URL: www.americanbenefitscouncil.org Language: English - Date: 2014-02-20 18:31:03 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Systemic risk United States federal banking legislation Commodity Futures Trading Commission Rulemaking U.S. Securities and Exchange Commission Financial economics Financial regulation Finance
52	BATS SETS MONTHLY RECORDS IN U.S. OPTIONS, EUROPE TRADE REPORTING; REMAINS #1 ETF TRADING VENUE IN U.S., #1 STOCK MARKET IN EUROPE Reports 24.1% European Equities Market Share, Remains Continent’s #1 Trade Reporting Fa Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-05-07 09:05:40 Stock market Financial markets Direct Edge BATS Chi-X Europe Exchange-traded fund Foreign exchange market BATS Global Markets Futures exchanges International Securities Exchange Financial economics Investment Finance
53	Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-11 17:13:17 Financial system 73rd United States Congress United States Securities and Exchange Commission Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Securities Exchange Act Derivative Securities Act Financial regulation Financial economics United States securities law
54	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEApril 1, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Prop Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-01 14:45:19 United States securities law Options Clearing Corporation Securities Exchange Act International Securities Exchange U.S. Securities and Exchange Commission Futures contract Short Clearing house LCH.Clearnet Financial economics Financial system Finance
55	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXApril 16, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-16 16:13:04 Finance 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Options Clearing Corporation Futures contract U.S. Securities and Exchange Commission Clearing house LCH.Clearnet Financial economics United States securities law Financial system
56	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEGeminiApril 1, 2015 Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-01 14:46:13 United States securities law Options Clearing Corporation Securities Exchange Act Futures contract U.S. Securities and Exchange Commission Short LCH.Clearnet Clearing house Financial economics Financial system Finance
57	Two Dodd-Frank Problems: the Effective Date and the Definitions Contingency Planning in the Absence of a Regulatory Structure June 13, 2011 This memorandum first explains the July 16, 2011 problem that will arise because Add to Reading List Source URL: www.centerforfinancialstability.org Language: English - Date: 2011-06-14 12:38:10 Finance 106th United States Congress American International Group Commodity Futures Modernization Act Enron Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Derivative U.S. Securities and Exchange Commission Financial economics Financial regulation Economic history of the United States
58	March 16, 2015 VIA FACSIMILE AND FEDERAL EXPRESS Brent Fields Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-19 09:37:47 Finance Chicago Board Options Exchange Exercise International Securities Exchange Clearing house Futures contract U.S. Securities and Exchange Commission Financial economics Options Clearing Corporation Financial system
59	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSMarch 23, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-24 06:39:39 Finance Futures contract Securities Exchange Act U.S. Securities and Exchange Commission ACT Options Clearing Corporation Clearing house Financial economics United States securities law Financial system
60	and REGULATION OF CROSS-BORDER OTC DERIVATIVES A DISCUSSION OF PACIFIC REGULATORS A PRESENTATION BY STAFF OF THE U.S. SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.law.cuhk.edu.hk Language: English - Date: 2013-05-22 01:15:00 Financial system International Organization of Securities Commissions U.S. Securities and Exchange Commission Securities Commission Australian Securities and Investments Commission Derivative Commodity Futures Modernization Act Thomas A. Russo Financial regulation Government Financial economics

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